Decision: Chartered Institute of Securities and Investments undertaking November 2018

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Awarding organisation Issue Action taken Case status
Chartered Institute of Securities and Investments (“CISI”) An admission that CISI failed to comply with Condition C1.1(a) and (b) – Arrangements with third parties and Condition C2.3(a), (d) and (e) – Arrangements with Centres. On 29 October 2018 Ofqual accepted an undertaking from CISI. Open

Following an Ofqual audit programme that reviewed a group of awarding organisations’ arrangements for the management of Centre subcontracting to other third parties, we identified defects in CISI’s…

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